Our Services

We specialize in helping clients build a plan with a big picture perspective. The planning process is designed entirely around our clients’ financial circumstances, their near- and long-term goals, and their comfort with investment risk. As a result of this in-depth process, we recommend the appropriate mix of managed investments, paying special attention to the appropriate allocation of invested assets. We then work with clients to help ensure that these investments align with all their other financial considerations.

Our professional experience combines with the skills of other D.A. Davidson professionals in insurance and estate, financial and retirement planning to assist in developing a plan that is truly comprehensive – a wealth management plan designed to meet your long-term financial goals.

The following outlines the typical engagement that our clients experience as we grow their assets and our partnership.

$300,000 TO $1,500,000

  • Financial Planning Guide, Risk Assessment, Asset Allocation Recommendations, Annual Reviews, Market Commentary, Savings Plans, Distribution Plans, Quarterly Newsletter, IRA Rollovers, Portfolio Rebalancing, Insurance and 401(k) Review, Online Access, Direct Deposit and Consolidated Statements

$1,500,000 TO $3,000,000 (all of the above plus):

  • Discovery Agreement: an in-depth document that details your goals, objectives and concerns that is continuously monitored and updated
  • Roadmap: an agenda of quarterly meetings that address issues of the greatest concern to you, meeting notes, action items and more
  • Client Snapshot: a one-page summary of your investment, cash flow, insurance and estate documents – a great summary of your financial plan
  • Detailed Annual Reviews: a thorough look at accounts, strategies, investment performance and more
  • Estate Planning: ongoing review of estate documents, beneficiaries, tax laws, etc.
  • Insurance: consider life, disability, annuity and other insurance policies
  • Asset Forecasts: detailed forecasts of asset balances showing best, worst and expected asset growth over your lifetime
  • Individual Stock Research and Opinion: including concentrated positions analysis
  • Year-end Tax Review, Debt Reductions Strategies, Major Expense Planning, Charitable Giving
  • Coordination with CPA, attorney and other professional advisors

$3,000,000 AND ABOVE

  • For high-net worth clients, non-profit foundations, endowments and small business retirement plan clients, we provide a menu of services for you to select from that will allow us to tailor a service model that meets your specific needs.